UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders.
A total of 34,306,040 shares of the Company’s common stock were entitled to vote as of March 31, 2020, the record date for the Annual Meeting, of which 32,680,374 were present in person or by proxy at the Annual Meeting. The following is a summary of the final voting results for each matter presented to shareholders.
PROPOSAL 1:
Election of three Class II Directors to hold office until the 2023 Annual Meeting of Shareholders.
Nominee | For | Against | Abstentions | Broker Non-Votes | ||||||||
Joseph Ciaffoni | 28,340,858 | 82,796 | 5,386 | 4,251,334 | ||||||||
Michael Heffernan, R.Ph. | 27,577,693 | 845,831 | 5,516 | 4,251,334 | ||||||||
Gino Santini | 26,702,728 | 1,720,041 | 6,271 | 4,251,334 |
Each of the nominees was re-elected by the Company’s shareholders as Class II Directors to hold office until the 2023 Annual Meeting of Shareholders.
PROPOSAL 2:
Approval of, on an advisory basis, the compensation of the Company’s named executive officers.
For | Against | Abstentions | Broker Non-Votes | |||||||
27,832,853 | 559,829 | 36,358 | 4,251,334 |
On an advisory basis, the Company’s shareholders approved the compensation of the Company’s named executive officers.
PROPOSAL 3:
Approval of a proposed amendment and restatement of the Company’s Second Amended and Restated Articles of Incorporation to declassify the Company’s Board of Directors.
For | Against | Abstentions | Broker Non-Votes | |||||||
28,374,423 | 23,179 | 31,438 | 4,251,334 |
Proposal 3 was approved by the Company’s shareholders.
PROPOSAL 4:
Approval of a proposed amendment and restatement of the Company’s Second Amended and Restated Articles of Incorporation to eliminate the supermajority voting requirement for amendments to the Company’s Amended and Restated Bylaws.
For | Against | Abstentions | Broker Non-Votes | |||||||
28,346,087 | 50,925 | 32,028 | 4,251,334 |
Proposal 4 was approved by the Company’s shareholders.
PROPOSAL 5:
Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020.
For | Against | Abstentions | Broker Non-Votes | |||||||
32,662,806 | 11,396 | 6,172 | 0 |
Proposal 5 was approved by the Company’s shareholders.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 22, 2020 | Collegium Pharmaceutical, Inc. | |
By: | /s/ Paul Brannelly | |
Name: Paul Brannelly | ||
Title: Executive Vice President and Chief Financial Officer |